Compliance & Regulatory Information

Last Updated: 1st July 2024

1. Company Information

Reliant Rise Financial Services Ltd
Registered in England & Wales
Company Number: 09876543
Registered Office: 42 Threadneedle Street, London, EC2R 8AY, United Kingdom
Authorised and regulated by the Financial Conduct Authority (Firm Reference Number: 123456)

2. Regulatory Status

Reliant Rise Financial Services Ltd is authorised and regulated by the Financial Conduct Authority (FCA) in the United Kingdom. Our activities are subject to the regulatory framework established under the Financial Services and Markets Act 2000 (FSMA).

3. Customer Protection

3.1 Client Money Protection

In accordance with FCA Client Assets (CASS) rules:

  • Customer funds are held in segregated accounts with Barclays Bank UK PLC
  • These funds are separate from company operating accounts
  • Daily reconciliations are performed by our dedicated CASS team

3.2 Financial Services Compensation Scheme (FSCS)

Eligible customers may be entitled to compensation from the FSCS if we fail. Protection is currently up to £85,000 per eligible person, per firm.

4. Anti-Money Laundering (AML) Policy

We operate in strict compliance with UK AML regulations including:

  • The Money Laundering Regulations 2017
  • Proceeds of Crime Act 2002
  • Sanctions and Anti-Money Laundering Act 2018

All customers must complete our three-tier identity verification process before accessing services. We employ AI-driven transaction monitoring through our partnership with ComplyAdvantage.

5. Complaints Procedure

Our four-stage complaints process:

  1. Submit via: compliance@reliantrise.com
  2. Written acknowledgement within 48 hours
  3. Full investigation completed within 15 business days
  4. Final response issued within 8 weeks maximum

If unsatisfied, you may refer to:
Financial Ombudsman Service
Exchange Tower, London E14 9SR

6. Risk Disclosures

Important risks to consider:

  • Capital at risk - you may lose some or all of your investment
  • Cryptocurrency investments are not FSCS protected
  • Foreign exchange fluctuations may affect returns
  • Tax treatment depends on individual circumstances

7. Data Protection

Registered with the Information Commissioner's Office (ICO): ZA789012

We implement:

  • AES-256 encryption for all data transfers
  • Biometric access controls at our Canary Wharf offices
  • Annual penetration testing by KPMG Cyber Security

8. Referral Program Terms

Key conditions:

  • Maximum 3 levels of referral commissions
  • Minimum £100 deposit required for commission eligibility
  • 30-day cooling-off period for new referrals
  • Payments processed weekly every Friday

9. Tax Compliance

Important notes:

  • Form 1099 equivalent will be issued for earnings over £1,000
  • We report all commission payments to HMRC quarterly
  • Non-UK residents responsible for local tax obligations

10. Contact Information

Head of Compliance
Mr. James Wilkinson
Reliant Rise Financial Services Ltd
25 Bank Street, Canary Wharf, London E14 5JP
Email: j.wilkinson@reliantrise.com